About the Event

Following fantastic delegate feedback from our Trade Surveillance & Market Compliance course in October, this highly popular event is returning in 2018.

With trade surveillance becoming an increasing challenge for market participants as well as their IT departments, companies and senior management can no longer look simply at the ROI of trade surveillance and instead must enable their staff to make well informed decisions.

Day one will look at the current state of trade surveillance and market compliance. Attendees will discuss what trade surveillance is and the tools of the trade before hearing a case study on trade surveillance integration.

The second day will focus on the models and technology that will ensure your system works for your needs as there is no one-size-fits-all approach. Sessions will include a talk on data quality and management to examine the right information is being collected. Operational efficiency, business insight, implementation and system optimization will also be discussed.

Event Highlights:

  • The Current State of Trade Surveillance & Market Compliance
  • What is Trade Surveillance? 
  • Tools of the Trade 
  • Case Study: Considerations for Building a Trade Monitoring Program
  • Data and the Wash. Rinse. Repeat
  • Operational Efficiency and Tools for Business Insight
Risk Training Q1 2018 Calendar
CPE Accredited
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