About the Event


Following successful courses in Houston, Risk Training is excited to be bringing the Trade Surveillance and Market Compliance for Energy Trading Organizations course to New York for the first time this September!

Day one will begin with an overview of the current state of trade surveillance and market compliance, before a session delving into exactly what trade surveillance entails. Next will be an overview of the growing role of compliance and provide attendees with best practice approaches to creating compliance frameworks. The day concludes with a discussion on MiFID and MAR and what these regulations mean in the commodity market.

Day two will continue with a case study on key considerations to keep in mind when building a trade monitoring program, and look at how to reduce costs and gain operational efficiency. Data will be looked at, with an overview of the various options available. The course finishes with a discussion on trade surveillance vs eComm surveillance and how these interact.

Learning Outcomes:
By the end of the two days, delegates will have a new or improved knowledge of:

  • The current state of trade surveillance and market compliance and how the need and demands are evolving with today’s regulatory state
  • The role of compliance and best practice approaches to creating and monitoring compliance frameworks
  • How MiFID and MAR are important for commodity market participants in the US and how to leverage on bank experiences
  • Operational efficiency and how it can enable real time monitoring and reduce costs
  • How to correctly collect and use your data and the various technological options available to energy traders
  • How trade surveillance relates to eComm surveillance and eComm surveillance solutions