Implementing MiFID II and Beyond
London, 7 & 8 March 2018

This two day training course is designed to teach professionals how to be compliant with MiFID II and how to deal with the complexity of the regulation. It is designed to give insight into how to overcome the ongoing challenges of implementation.

Course Highlights:

  • Provides an overview of the European legislative and regulatory system and entities
  • Informs delegates of current environment after MiFID II implementation
  • Explores challenges of MiFID II beyond the implementation date and outstanding issues
  • Guides delegates through all MiFID II themes and requirements 
  • Focuses on the key requirements of transaction and trade reporting under MiFID II 
  • Looks at what the future looks like complying with MiFID II

Learning Outcomes:

  • An understanding of the European legislative process
  • Knowledge of the context, objectives and impact of MiFID II
  • A comprehensive overview of all topics of MiFID II and its impact on market participants
  • An ability to understand and further explore the lack of data of MiFID II
  • Understanding of the structures and challenges of implementation and ongoing compliance with MiFID II
  • Insight into the change in market structures in light of MiFID II

Who Should Attend:

This course is primarily aimed at those working in buy side and sell side financial firms whose roles or organisations will be affected by MiFID II, however Risk Training welcomes anyone who would benefit from this training. Specific job titles may include but are not limited to:
  • Compliance officers and manager
  • Lawyers and legal counsel
  • Business analyst
  • Project managers
  • MiFID II change management
  • Risk managers
  • Regulatory managers
  • Traders and salespeople
  • Senior executives
  • Consultants
  • MiFID II project leads



Stephen Hanks, Markets Policy Manager, FCA

Stephen Hanks worked on the original negotiations on MiFID whilst at HM Treasury. He then joined the FCA's predecessor organisation at the end of 2006 since when he has worked mainly on wholesale markets issues, including sitting on a number of ESMA task forces and working groups. Stephen co-ordinated the FCA's work on the negotiations on the revised MiFID framework legislation, was involved in the FCA's work on implementation and is now doing MiFID II related Brexit work.

Nicholas Philpott, Director Ecommerce, Standard Chartered

Nick is the MiFID II specialist for Financial Markets. He joined the Bank's graduate programme in 2006 after a short career in the British Army. He followed that with roles in Financial Markets Sales in Lagos, Nigeria, and COO positions across FX, Rates, Credit and Repo trading in both London and Singapore. He represents the Bank on a number of working groups including those run by the GFXD, ICMA and ISDA.

Matthew Luff, MiFID II Consultant Henderson Global Investors

John Lund, Buyside Derivatives and Collateral Management Specialist/ Independent Consultant

Iain Sheridan, Legal Department , Deutsche Bank

Shashank Kumar, Director Risk Analytics - MiFID II/ FRTB and Risk Change, GENPACT

Course Brochure
Q1 2018 Calendar
CPD Accredited
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