Trade Surveillance for Energy Trading Firms
London, 3-4 May 2017
Day 1 will discuss the different needs and approaches for companies regarding their trade surveillance as there is no one-size-fits-all approach. Crucial questions will be asked and discussed such as how trade surveillance is evolving. Other dialogues will revolve around having the right surveillance, optimising your systems and operational efficiency as a tool for business insight.
The second day will begin by considering the effects regulation has had on the compliance function. This will be followed by a session on data quality and management to examine the right information is being collected. Following on from lunch, we will have a European regulator discussing behavioural analysis and how to ensure all the right procedures are in place in case of a breach. The final session of the course will look at scenario testing with an emphasis on detecting patterns and mapping correlations.
Who Should Attend:
- The course sets out to help and develop professionals working in the energy industry that engage with their company's trade surveillance and energy trading risk management. The compliance function, governance individuals and traders could find this particularly useful. However, Risk welcomes any individual with an interest in the course material.
Highlights will include:
- How Trade Surveillance is evolving
- Having the right surveillance for your needs
- Optimising your systems
- Operational Efficiency
- Effects of Trade Surveillance and EU Regulation on the compliance function
- Data Management & Quality
- Behavioural Analysis
- Scenario Testing
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By the end of the two days, delegates will have new or improved knowledge of:
- How the need and demand for trade surveillance is evolving in a world of regulation.
- Discuss the kind of surveillance is required based on the needs of your firm.
- Learn tips on best procedures for optimising your systems.
- Understand the importance of operational efficiency and how it can enable real-time monitoring.
- Examine the effects regulations such as REMIT, MAD & MAR have on your trade surveillance and the compliance function.
- Review how to correctly collect and use your data and the compliance issues surrounding it.
- Study certain behavioural analysis and what it could mean including looking out for spoofing and documentation/case management.
- Scenario test in order to detect patterns and map correlations.
- Geoff Boon, Programme Manager, Energy Markets Governance & REMIT, E-Control
- Aviv Handler, Managing Director, ETR Advisory
- Josef Bogensperger, Head of Risk Management, Verbund
- Xavier Meyer, Responsible ETRM, Trading Department, Gaznat SA
- Cornelia Kawann, Head of Market Surveillance, Swiss Federal Electricity Commission ElCom
- Angelica Olsson, Senior Compliance Officer, Vattenfall
- David Hirst, Managing Director, Ainsty Risk Consulting (ARC)
- James Osgood, Independent
Energy Risk Training Testimonials:
Edison Trading - "Very knowledgeable speakers with first hand practical experience in the analysis of the impact and the implementation of the regulation."
Monsson Trading - "A very useful presentation which cleared up some still unclear matters in the field."
CGI - "Very comprehensive, it touched a number of very valid points about the inconsistencies of the current and new regulations."