• Understand the requirements and deadlines for Dodd Frank regulations
  
• Overcoming the operational and legal challenges involved in client on boarding
• Implement the right processes, systems and people to ensure regulatory compliance.
• Assess the risk management considerations for the buy-side, sell-side, clearing houses and regulators.

Course Tutors

• Kevin Fine, Derivatives Branch, Ontario Securities Commission
• Omar Hamam, Senior Counsel, RBC Law Group, Royal Bank of Canada
• Shahen Mirakian, Partner, McMillan LLP
• Cheryl Graden, Vice-President, Cash Clearing and Energy, TMX Group
• Carol E. Derk, Partner, Borden Ladner Gervais
• Sophie Lussier, Senior Director, Legal Affairs, Financial Markets and Derivative Products, Caisse de dépôt et placement du Québec
• Aaron Palmer, Partner, Blake Cassels and Graydon LLP
• Barbara Boucher, Director - Derivative Products Operations, Caisse de dépôt et placement du Québec

More Information

For more information please contact a member of the team at training.delegates@incisivemedia.com